Ali A. Taj
Professional summary
Ali Abbas Hassan Taj was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ali is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Ali had worked at 3 firms, which includes WINCHESTER MANAGEMENT COMPANY LLC, TALLEY & COMPANY, KING MANAGEMENT COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2009 - December 31, 2009
WINCHESTER MANAGEMENT COMPANY LLC
August 31, 2005 - September 2, 2010
TALLEY & COMPANY
December 10, 1998 - September 21, 1999
KING MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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