AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Adrianne Sanders Yamaki

Adrianne S. Yamaki

STRATEGIC WEALTH CAPITAL
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 3146002
Adrianne Sanders Yamaki

Professional summary

Adrianne Sanders Yamaki, CFP®, who also goes by Adrianne A Yamaki, Adrianne Aiko Yamaki, is a registered financial advisor currently at STRATEGIC WEALTH CAPITAL located in San Francisco, California.

Adrianne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Adrianne has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Adrianne A Yamaki | Adrianne Aiko Yamaki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Board Position. Name: Impart Wealth/Impart Digital Media oPosition: Officer/Director Nature: Impart is a Peer Data Networking company. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 08/01/2020 Address: 4445 Willard Avenue, Suite 600, Chevy Chase MD 20815, United States Description: Provide insights to Board. 2.Name: Common Sense Media Position oCouncil Member, Bay Area Chapter Nature: Common Sense Media is a nonprofit organization which helps children and their families make purposeful media and technology choices. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 08/01/2020 Address: 699 8th St Suite C150, San Francisco CA 94103, United States Description: Participate in fundraising events. Work with Council head to follow up on potential corporate donor applications and inquiries. 3.Name: Co-Trustee of Lorna Chang Rev Trust Position Power-of-attorney and Co-Trustee Nature: I am the Co-Trustee of my mother's investment accounts. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 11/04/2020 Address: 336 Baden St, San Francisco CA 94131, United States Description: I oversee management of my mother's finances. 4. Insurance Licensed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrianne Sanders Yamaki's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Current

May 25, 2023 - Present

STRATEGIC WEALTH CAPITAL

Office #1: 345 California Street 6th Floor, San Francisco, CA, 94104
RIA
CRD#: 326299
San Francisco, CA
Past

September 13, 2019 - June 30, 2023

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
San Francisco, CA
Past

September 13, 2019 - June 30, 2023

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
San Francisco, CA
Past

October 22, 2009 - September 17, 2019

MORGAN STANLEY

RIA
CRD#: 149777
SAN FRANCISCO, CA
Past

October 1, 2009 - September 17, 2019

MORGAN STANLEY

BD
CRD#: 149777
SAN FRANCISCO, CA
Past

March 10, 1999 - July 6, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN FRANCISCO, CA
Past

February 10, 1999 - July 6, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH CAPITAL
STRATEGIC WEALTH CAPITAL | STRATEGIC WEALTH CAPITAL, LLC

CRD#: 326299 / SEC#: 801-127930

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/25/2023)
IAR
New York
(8/16/2023)
IAR
Texas
(8/16/2023)
IAR
Virginia
(8/16/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/15/2009
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/2/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/15/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/30/2009
General Securities Representative Examination

Current Firm

SW
STRATEGIC WEALTH CAPITAL
STRATEGIC WEALTH CAPITAL | STRATEGIC WEALTH CAPITAL, LLC

CRD#: 326299 / SEC#: 801-127930

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
345 California Street 6th Floor, San Francisco, CA, 94104
Mailing Address
Phone number
(415) 780-7022
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

03 27 2025 SWC WRAP FEE BROCHURE FINAL (3/27/2025)
03 27 2025 SWC ADV 2A FINAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts303
AUM (Assets Under Management)$ 206,478,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC WEALTH CAPITAL

CRD#: 326299San Francisco, CA 94104

TRUST BUT VERIFY

Monitor Adrianne Yamaki

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.