Kristine P. Weeter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristine P Weeter, who also goes by Kristine Pamela Osburn, Kristine P Patalon, was a registered financial professional .
Kristine is a previously registered financial professional and started their career in finance in 1998. Kristine had worked at 11 firms and has passed the Series 66, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2012 - January 10, 2014
TAYLOR CAPITAL MANAGEMENT INC.
May 11, 2009 - June 21, 2010
MML INVESTORS SERVICES, LLC
August 2, 2007 - January 29, 2009
AURA FINANCIAL SERVICES, INC.
February 28, 2007 - August 6, 2007
GUNNALLEN FINANCIAL, INC
February 22, 2005 - August 6, 2007
GUNNALLEN FINANCIAL, INC
December 17, 2004 - March 4, 2005
SECURITIES AMERICA, INC.
September 13, 2004 - February 2, 2005
OSAIC WEALTH, INC.
March 15, 2004 - October 25, 2004
HIGH MARK SECURITIES, INC.
March 17, 2003 - March 23, 2004
AFS BROKERAGE, INC.
November 27, 2001 - February 27, 2003
EDWARD JONES
November 30, 2000 - November 26, 2001
CHARLES SCHWAB & CO., INC.
December 23, 1998 - January 4, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR CAPITAL MANAGEMENT INC.
CRD#: 43559 / SEC#: , 8-50313
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
Red Flags
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