John C. Lunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christophr Lunt was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1968. John had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2003 - December 31, 2013
THE O.N. EQUITY SALES COMPANY
June 11, 1999 - October 8, 2003
USALLIANZ SECURITIES, INC.
January 1, 1996 - June 17, 1999
IFG NETWORK SECURITIES, INC.
May 17, 1993 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
July 3, 1986 - May 20, 1993
CONSECO FINANCIAL SERVICES, INC.
March 18, 1971 - July 3, 1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
October 4, 1968 - August 20, 1971
SOUTHWESTERN LIFE INS CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/1/1968
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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