Lisa A. Stroud

CENTURY MANAGEMENT FINANCIAL ADVISORS

AUSTIN, TX 78746

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CRD#: 3145700

Professional summary

Lisa Annette Stroud, who also goes by Lisa Annette Caudill, is a registered financial advisor currently at CENTURY MANAGEMENT FINANCIAL ADVISORS located in Austin, Texas.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lisa has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Annette Caudill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Annette Stroud's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2004 - Present

CENTURY MANAGEMENT FINANCIAL ADVISORS

Office #1: 805 Las Cimas Parkway Suite 305, Austin, TX 78746

RIA

CRD#: 112308

AUSTIN, TX

Past

September 14, 2001 - December 17, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTURY MANAGEMENT FINANCIAL ADVISORS

CRD#: 112308 / SEC#: 801-14809

RIA

Registered Investment Advisory firm - (9/13/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/1/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/13/2001

General Securities Representative Examination

Current Firm

CENTURY MANAGEMENT FINANCIAL ADVISORS

CRD#: 112308 / SEC#: 801-14809

RIA

Registered Investment Advisory firm - (9/13/1979 Approved)

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Contact information

Main Address

805 Las Cimas Parkway Suite 305, Austin, TX 78746-9903

Mailing Address

Phone number

(512) 329-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CENTURY MANAGEMENT FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	703
AUM (Assets Under Management)	$ 568,561,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa A. Stroud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Annette Stroud's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTURY MANAGEMENT FINANCIAL ADVISORS

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CENTURY MANAGEMENT FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2003

Series 63

Date: 9/27/2001

Series 7

Date: 9/13/2001

Current Firm

CENTURY MANAGEMENT FINANCIAL ADVISORS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CENTURY MANAGEMENT FINANCIAL ADVISORS

TRUST BUT VERIFY

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