Douglas G. Davidson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Glen Davidson, who also goes by Doug Davidson, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1999. Douglas had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2024 - January 10, 2024
WORLD EQUITY GROUP, INC.
February 27, 2023 - December 31, 2023
THE LEADERS GROUP, INC.
February 28, 2020 - August 13, 2021
INTEGRITY ALLIANCE, LLC.
July 3, 2017 - March 19, 2018
CUSO FINANCIAL SERVICES, L.P.
December 14, 2011 - July 3, 2017
ONEAMERICA SECURITIES, INC.
April 17, 2009 - September 29, 2011
EVERLAKE DISTRIBUTORS, LLC
August 23, 2006 - March 25, 2009
EVERLAKE DISTRIBUTORS, LLC
June 26, 2006 - August 15, 2006
VALIC FINANCIAL ADVISORS, INC.
September 12, 2005 - August 15, 2006
VALIC FINANCIAL ADVISORS, INC.
November 13, 2003 - July 22, 2005
PRINCIPAL FUNDS DISTRIBUTOR, INC.
April 15, 2002 - October 15, 2003
WAMU INVESTMENTS, INC.
March 19, 2002 - April 1, 2002
WAMU INVESTMENTS, INC.
March 15, 2002 - October 15, 2003
WAMU INVESTMENTS, INC.
October 12, 2001 - February 21, 2002
WELLS FARGO INVESTMENTS, LLC
July 1, 1999 - October 12, 2001
WELLS FARGO SECURITIES, LLC
January 29, 1999 - July 1, 1999
FIRST SECURITY INVESTOR SERVICES, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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