Christopher T. Chilcoat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Todd Chilcoat, who also goes by Christopher T Chilcoat, Christopher Chilcoat, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2002. Christopher had worked at 20 firms and has passed the Series 66, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2025 - May 18, 2026
EQUITY SERVICES, INC.
August 8, 2025 - May 18, 2026
EQUITY SERVICES, INC.
August 24, 2023 - March 3, 2025
OSAIC WEALTH, INC.
August 24, 2023 - November 3, 2023
FSC SECURITIES CORPORATION
August 24, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
August 24, 2023 - June 14, 2024
SECURITIES AMERICA, INC.
August 24, 2023 - August 23, 2024
TRIAD ADVISORS LLC
August 24, 2023 - March 3, 2025
OSAIC WEALTH, INC.
September 28, 2022 - August 14, 2023
PARK AVENUE SECURITIES LLC
September 28, 2022 - August 14, 2023
PARK AVENUE SECURITIES LLC
November 17, 2021 - September 12, 2022
KESTRA ADVISORY SERVICES, LLC
November 17, 2021 - September 12, 2022
KESTRA INVESTMENT SERVICES, LLC
April 10, 2015 - November 17, 2021
HORNOR, TOWNSEND & KENT, LLC
March 4, 2015 - November 17, 2021
HORNOR, TOWNSEND & KENT, LLC
October 21, 2014 - February 9, 2015
MSI FINANCIAL SERVICES, INC.
August 15, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
August 5, 2014 - February 9, 2015
MSI FINANCIAL SERVICES, INC.
December 12, 2011 - August 12, 2014
HORNOR, TOWNSEND & KENT, LLC
November 30, 2011 - August 12, 2014
HORNOR, TOWNSEND & KENT, LLC
August 16, 2011 - November 23, 2011
DEUTSCHE BANK SECURITIES INC.
August 16, 2011 - November 23, 2011
DEUTSCHE BANK SECURITIES INC.
June 15, 2010 - August 1, 2011
SUNSET FINANCIAL SERVICES, INC.
June 9, 2010 - August 1, 2011
SUNSET FINANCIAL SERVICES, INC.
December 4, 2009 - March 3, 2010
UBS FINANCIAL SERVICES INC.
September 24, 2008 - April 20, 2009
MORGAN STANLEY & CO. LLC
September 24, 2008 - April 20, 2009
MORGAN STANLEY & CO. LLC
December 12, 2006 - September 16, 2008
UBS FINANCIAL SERVICES INC.
December 12, 2006 - September 16, 2008
UBS FINANCIAL SERVICES INC.
April 13, 2005 - November 16, 2006
FERRIS, BAKER WATTS, LLC
April 13, 2005 - November 16, 2006
FERRIS, BAKER WATTS, LLC
September 20, 2004 - April 12, 2005
LEGG MASON WOOD WALKER, INCORPORATED
September 20, 2004 - April 12, 2005
LEGG MASON WOOD WALKER, INCORPORATED
August 9, 2004 - September 27, 2004
T. ROWE PRICE ADVISORY SERVICES, INC.
July 9, 2004 - September 27, 2004
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 23, 2003 - June 15, 2004
LEGG MASON WOOD WALKER, INCORPORATED
July 25, 2002 - June 15, 2004
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
EQUITY SERVICES, INC.
CRD#: 265 / SEC#: 801-41722, 8-14286
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITY SERVICES, INC.
CRD#: 265 / SEC#: 801-41722, 8-14286
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NLV FINANCIAL CORPORATION | SHAREHOLDER | |
| ASSADI, MEHRAN | DIRECTOR & CHAIRMAN OF THE BOARD | 5270638 |
| COTTON, ROBERT EARL | DIRECTOR | 3085405 |
| DAVID, ALEX MARCUS | PRESIDENT & CEO | 2421489 |
| DUNNE, REBECCA NASSAR | DIRECTOR | 3236752 |
| FOX, CARRIE ANN | VP, FINOP | 5715395 |
| FRANKLIN, ROBERT | SVP, COMPLIANCE & CCO | 3213051 |
| FRAZEE, MATTHEW | DIRECTOR | 5979281 |
| MCKENNY, IAN ANDREW | VP, CHIEF COUNSEL & SECRETARY | 5352951 |
| NELSON, BRIAN WILBUR | VP, BUSINESS DEVELOPMENT | 3082595 |
| PALMER, REBECCA | CHIEF INFORMATION SECURITY OFFICER | 7320153 |
| PARRISH, SPENCER TODD | VP, PRINCIPAL FINANCIAL OFFICER AND TREASURER | 4125651 |
| TEESE, GREGORY DWIGHT | SVP, OPERATIONS, COO | 2135269 |
Regulatory assets under management
| Total Number of Accounts | 12,116 |
| AUM (Assets Under Management) | $ 2,451,252,093 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
