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SB

Stephanie N. Beach

REALTA INVESTMENT ADVISORS,
WILMINGTON, DE 19801
Some features on this profile are disabled
CRD#: 3145490
SB

Professional summary

Stephanie Nicole Beach, who also goes by Stephanie Nicole Insley, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Wilmington, Delaware and REALTA EQUITIES, INC. located in Wilmington, Delaware.

Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephanie has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephanie Nicole Insley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BB & BEACH DBA HOODZ OF HAMPTON ROADS; NOT INV RELATED; COMMERCIAL KITCHEN EXHAUST CLEANING; 50% OWNERSHIP; START 4/1/2010; 20 HOURS PER MONTH, 0 DURING NORMAL TRADING HOURS; BILLING AND ACCOUNTING. (2) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Nicole Beach's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2021 - Present

REALTA INVESTMENT ADVISORS, INC

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801
RIA
CRD#: 134952
WILMINGTON, DE
Current

August 18, 2021 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801
BD
CRD#: 23769
WILMINGTON, DE
Past

August 30, 2016 - March 18, 2020

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
WILLIAMSBURG, VA
Past

August 30, 2016 - March 18, 2020

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
WILLIAMSBURG, VA
Past

September 22, 2014 - August 9, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEWPORT NEWS, VA
Past

September 22, 2014 - August 9, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEWPORT NEWS, VA
Past

May 20, 2013 - September 13, 2014

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
WILLIAMSBURG, VA
Past

May 20, 2013 - September 13, 2014

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
WILLIAMSBURG, VA
Past

February 7, 2013 - May 6, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
HAMPTON, VA
Past

February 7, 2013 - May 6, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
HAMPTON, VA
Past

February 9, 2009 - August 20, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEWPORT NEWS, VA
Past

February 9, 2009 - August 20, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
NEWPORT NEWS, VA
Past

September 25, 2001 - December 15, 2008

MICG INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 104028
NEWPORT NEWS, VA
Past

October 13, 2000 - December 15, 2008

MICG INVESTMENT MANAGEMENT, LLC

BD
CRD#: 104028
NEWPORT NEWS, VA
Past

February 16, 2000 - August 25, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT

CRD#: 134952 / SEC#: 801-68000

RIA
Registered Investment Advisory firm - (6/6/2007 Approved)
New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/9/2021)
RR
Arizona
(12/9/2021)
RR
California
(12/9/2021)
RR
Colorado
(12/9/2021)
RR
Connecticut
(12/9/2021)
IAR
Delaware
(8/23/2021)
RR
Delaware
(8/24/2021)
RR
District of Columbia
(12/9/2021)
RR
Florida
(12/9/2021)
RR
Georgia
(12/9/2021)
RR
Hawaii
(9/8/2022)
RR
Idaho
(12/9/2021)
RR
Illinois
(12/9/2021)
RR
Indiana
(12/9/2021)
RR
Iowa
(12/9/2021)
RR
Kansas
(12/9/2021)
RR
Kentucky
(12/9/2021)
RR
Maine
(12/9/2021)
RR
Maryland
(12/9/2021)
RR
Massachusetts
(11/23/2021)
RR
Michigan
(12/9/2021)
RR
Minnesota
(12/9/2021)
RR
Missouri
(3/3/2023)
RR
Montana
(12/9/2021)
RR
Nevada
(12/9/2021)
RR
New Hampshire
(12/9/2021)
RR
New Jersey
(12/9/2021)
RR
New Mexico
(9/8/2022)
RR
New York
(12/9/2021)
RR
North Carolina
(12/9/2021)
RR
Ohio
(12/9/2021)
RR
Oklahoma
(9/8/2022)
RR
Oregon
(12/9/2021)
RR
Pennsylvania
(12/9/2021)
RR
Rhode Island
(12/20/2021)
RR
South Carolina
(12/9/2021)
RR
South Dakota
(12/20/2021)
RR
Texas
(12/9/2021)
IAR
Texas
(12/12/2021)
RR
Utah
(9/8/2022)
RR
Vermont
(12/9/2021)
RR
Virginia
(12/9/2021)
IAR
Virginia
(12/9/2021)
RR
Washington
(12/9/2021)
RR
West Virginia
(12/9/2021)
RR
Wisconsin
(12/9/2021)
RR
Wyoming
(12/9/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/31/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/9/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/15/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/14/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT

CRD#: 134952 / SEC#: 801-68000

RIA
Registered Investment Advisory firm - (6/6/2007 Approved)
New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)
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Contact information

Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)
ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,958
AUM (Assets Under Management)$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952Wilmington, DE 19801

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