Robert J. Lunn
Professional summary
Robert James Lunn was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Robert had worked at 7 firms, which includes LUNN PARTNERS SECURITIES LLC, LEHMAN BROTHERS INC., MORGAN STANLEY & CO. INCORPORATED, WILLIAM BLAIR, MEISIROW & COMPANY, MORGAN STANLEY & CO. LLC, LEHMAN BROTHERS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1996 - October 5, 2004
LUNN PARTNERS SECURITIES, LLC
November 16, 1994 - April 25, 1996
LEHMAN BROTHERS INC.
May 2, 1978 - February 27, 1980
MORGAN STANLEY & CO., INCORPORATED
March 11, 1975 - May 3, 1978
WILLIAM BLAIR
September 23, 1971 - April 3, 1975
MEISIROW & COMPANY
February 10, 1971 - July 6, 1994
MORGAN STANLEY & CO. LLC
October 6, 1970 - November 7, 1971
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
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Exams
Series 000
Date: 2/10/1971
General Securities Principal ExaminationSeries 1
Date: 9/25/1970
Registered Representative ExaminationSeries 8
Date: 2/12/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LUNN PARTNERS SECURITIES, LLC
CRD#: 25444 / SEC#: , 8-42026
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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