Robert E. Bronson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eliot Bronson III, who also goes by Bob Bronson, Robert E Bronson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 4 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 1987 - December 20, 1990
MAIN STREET MANAGEMENT COMPANY
June 5, 1986 - March 2, 1987
GREYSTONE EQUITY CORPORATION
April 3, 1986 - September 24, 1986
MERIT FINANCIAL CORPORATION
March 1, 1976 - January 3, 1981
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/14/1968
Registered Representative ExaminationSeries 40
Date: 2/27/1976
Registered Principal ExaminationCurrent Firm
MAIN STREET MANAGEMENT COMPANY
CRD#: 547 / SEC#: , 8-12925
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
