David M. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Miller Feldman, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
October 4, 2021 - January 8, 2024
GYL FINANCIAL SYNERGIES, LLC
November 3, 2006 - October 1, 2021
WECHTER FELDMAN WEALTH MANAGEMENT, INC.
November 3, 1999 - December 31, 2002
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GYL FINANCIAL SYNERGIES, LLC
CRD#: 284758 / SEC#: 801-108230
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,862 |
| AUM (Assets Under Management) | $ 6,069,342,027 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2024 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
