Alexander W. Oracheff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander William Oracheff was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1999. Alexander had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
June 27, 2016 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
July 17, 2014 - February 26, 2018
SCOTTRADE, INC.
November 21, 2011 - July 10, 2014
A.G.P. / ALLIANCE GLOBAL PARTNERS
November 21, 2011 - July 10, 2014
A.G.P. / ALLIANCE GLOBAL PARTNERS
March 23, 2009 - January 19, 2011
TD AMERITRADE, INC.
March 23, 2009 - January 19, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 19, 2009 - January 19, 2011
TD AMERITRADE, INC.
November 23, 2007 - February 20, 2009
STRATEGIC ADVISERS LLC
November 9, 2007 - February 20, 2009
FIDELITY BROKERAGE SERVICES LLC
January 12, 2006 - April 30, 2007
CITIGROUP GLOBAL MARKETS INC.
November 21, 2005 - April 30, 2007
CITIGROUP GLOBAL MARKETS INC.
June 23, 2004 - November 28, 2005
DAVID LERNER ASSOCIATES, INC.
November 28, 2002 - June 29, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
May 15, 2000 - May 16, 2001
CHARLES SCHWAB & CO., INC.
May 3, 1999 - January 24, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
