Thomas J. Pietrack

COHERENT FINANCIAL ADVISERS

Peoria, AZ

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CRD#: 3144280

Professional summary

Thomas John Pietrack, CFP®, who also goes by Thomas J Pietrack, is a registered financial advisor currently at COHERENT FINANCIAL ADVISERS, LLC located in Peoria, Arizona.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Thomas has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas J Pietrack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas John Pietrack is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Coherent Financial Advisers, LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Coherent Financial Advisers, LLC in connection with such individual's activities outside of Coherent Financial Advisers, LLC. Thomas John Pietrack outside business activity takes less than 10% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Pietrack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 5393

PHOENIX, AZ

Past

September 12, 2006 - March 16, 2007

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

SCOTTSDALE, AZ

Past

July 24, 2006 - March 16, 2007

NYLIFE SECURITIES LLC

CRD#: 5167

SCOTTSDALE, AZ

Past

July 18, 2005 - February 22, 2006

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

RALEIGH, NC

Past

December 31, 2001 - July 7, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RALEIGH, NC

Past

December 8, 1998 - July 7, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 8, 1998 - July 7, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/3/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/11/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/18/2008

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/3/2006

General Securities Principal Examination

Current Firm

COHERENT FINANCIAL ADVISERS, LLC

COHERENT FINANCIAL ADVISERS, LLC | ESSENTIAL WEALTH MANAGEMENT LLC

CRD#: 281877 / SEC#:

Arizona

Registered Investment Advisory firm - (1/5/2016 Approved)

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Contact information

Main Address

Peoria, AZ

Mailing Address

P.o. Box 10445, Glendale, AZ 85318-0445

Phone number

(623) 432-1157

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 41,327,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Pietrack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Pietrack's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT INTERNATIONAL, LTD.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

FORESTERS EQUITY SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/1999

Series 63

Date: 1/12/1999

Series 7

Date: 12/3/1998

Series 10

Date: 8/11/2008

Series 9

Date: 6/18/2008

Series 24

Date: 1/3/2006

Current Firm

COHERENT FINANCIAL ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COHERENT FINANCIAL ADVISERS, LLC

TRUST BUT VERIFY

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