Laurence C. Mcculla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Cleaves Mcculla II, CFP®, who also goes by Larry Cleaves Mcculla, was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 2000. Laurence had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
March 29, 2012 - December 31, 2021
MSEC, LLC
January 10, 2011 - December 31, 2021
MARINER WEALTH
May 24, 2010 - May 26, 2011
CBIZ WEALTH MANAGEMENT, LLC
June 29, 2005 - June 16, 2011
CBIZ FINANCIAL SOLUTIONS, INC.
June 29, 2005 - March 30, 2012
CBIZ FINANCIAL SOLUTIONS, INC.
March 26, 2004 - May 26, 2005
NSHD WEALTH STRATEGIES, INC.
March 18, 2002 - May 29, 2002
NSHD FINANCIAL AND INSURANCE SERVICES, LLC
July 26, 2000 - November 10, 2003
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
