CS
Christopher C. Stewart
CENTAURUS FINANCIAL
Germantown, TN 38138
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CRD#: 3144075
CS
Professional summary
Christopher Chea Stewart, CFP®, who also goes by Christopher Stewart, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Germantown, Tennessee.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Stewart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Asset Advisory Group, non-investment related, 1926 Exeter Road, Germantown, TN 38138, DBA, IAR, RR, LHA Agent, P&C Agent, since 1/1/2020.
2. CGM Risk Management, non-investment related, 2300 E. Katella Ave., Suite #200, Anaheim, CA 92806, property & casualty insurance, agent, since 1/1/2020, devoted time is 2 hours a month, provide property & casualty insurance to my clients and/or prospects, either business or personal related.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Chea Stewart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Chea Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
December 21, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1926 Exeter Road, Germantown, TN 38138RIA
BD
CRD#: 30833
Germantown, TN
Current
December 17, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1926 Exeter Road, Germantown, TN 38138RIA
BD
CRD#: 30833
Germantown, TN
Past
March 2, 2011 - December 18, 2018
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
GERMANTOWN, TN
Past
February 28, 2011 - December 18, 2018
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
GERMANTOWN, TN
Past
April 1, 2004 - March 2, 2011
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CORDOVA, TN
Past
August 29, 2000 - December 31, 2002
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CORDOVA, TN
Past
December 3, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
December 3, 1998 - March 2, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CORDOVA, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2025)
IAR
Alabama(7/21/2025)
RR
Florida(12/17/2018)
RR
Kansas(6/23/2020)
RR
Mississippi(12/4/2019)
RR
Tennessee(12/17/2018)
IAR
Tennessee(12/21/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Germantown, TN 38138TRUST BUT VERIFY
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