JC
Joseph Coffey
CURVATURE SECURITIES
Chatham, NJ 07928
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CRD#: 3143799
JC
Professional summary
Joseph Coffey, who also goes by Joseph Peter Coffey, Joseph P Coffey, is a registered financial professional currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 7 firms and has passed the Series 63, Series 65, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joseph Peter Coffey | Joseph P Coffey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Coffey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2026 - Present
CURVATURE SECURITIES LLC
Office #1: 39 Main Street, Chatham, NJ 07928BD
CRD#: 169708
Chatham, NJ
Past
February 10, 2021 - March 23, 2026
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
New York, NY
Past
August 31, 2018 - March 23, 2026
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW YORK, NY
Past
February 5, 2018 - July 13, 2018
SANTANDER SECURITIES LLC
BD
CRD#: 41791
STATEN ISLAND, NY
Past
December 19, 2006 - December 1, 2016
COMMERZ MARKETS LLC
BD
CRD#: 41957
NEW YORK, NY
Past
June 18, 2002 - June 13, 2003
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
August 5, 2000 - June 18, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 27, 1999 - August 5, 2000
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/23/2026)
RR
Alaska(3/23/2026)
RR
Arizona(3/23/2026)
RR
Arkansas(3/23/2026)
RR
California(3/23/2026)
RR
Colorado(3/23/2026)
RR
Connecticut(3/23/2026)
RR
Delaware(3/23/2026)
RR
District of Columbia(3/23/2026)
RR
Florida(3/23/2026)
RR
Georgia(3/23/2026)
RR
Hawaii(3/23/2026)
RR
Idaho(3/23/2026)
RR
Illinois(3/23/2026)
RR
Indiana(3/23/2026)
RR
Iowa(3/23/2026)
RR
Kansas(3/23/2026)
RR
Kentucky(3/23/2026)
RR
Louisiana(3/23/2026)
RR
Maine(3/23/2026)
RR
Maryland(3/23/2026)
RR
Massachusetts(3/23/2026)
RR
Michigan(3/23/2026)
RR
Minnesota(3/23/2026)
RR
Mississippi(3/23/2026)
RR
Missouri(3/23/2026)
RR
Montana(3/23/2026)
RR
Nebraska(3/23/2026)
RR
Nevada(3/23/2026)
RR
New Hampshire(3/23/2026)
RR
New Jersey(3/23/2026)
RR
New Mexico(3/23/2026)
RR
New York(3/23/2026)
RR
North Carolina(3/23/2026)
RR
North Dakota(3/23/2026)
RR
Ohio(3/23/2026)
RR
Oklahoma(3/23/2026)
RR
Oregon(3/23/2026)
RR
Pennsylvania(3/23/2026)
RR
Puerto Rico(3/23/2026)
RR
Rhode Island(3/23/2026)
RR
South Carolina(3/23/2026)
RR
South Dakota(3/23/2026)
RR
Tennessee(3/23/2026)
RR
Texas(3/23/2026)
RR
Utah(3/23/2026)
RR
Vermont(3/23/2026)
RR
Virgin Islands(3/23/2026)
RR
Virginia(3/23/2026)
RR
Washington(3/23/2026)
RR
West Virginia(3/23/2026)
RR
Wisconsin(3/23/2026)
RR
Wyoming(3/23/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/7/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
CS
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC
CRD#: 169708 / SEC#: , 8-69384
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
39 Main Street, Chatham, NJ 07928
Mailing Address
39 Main Street, Chatham, NJ 07928
Phone number
(908) 304-9200
Established
Delaware since 09/14/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
