Jeffrey L. Bottom

PRIME MERIDIAN CAPITAL MANAGEMENT

Larkspur, CA

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CRD#: 3143733

Professional summary

Jeffrey Lee Bottom is a registered financial advisor currently at PRIME MERIDIAN CAPITAL MANAGEMENT, LLC located in Larkspur, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jeffrey has worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Prime Meridian Capital Management - Investment related. Walnut Creek, CA. Private Credit/Debt Funds. I will be part of the capital raising efforts for the Funds. Director of Capital Markets 05/2021 I devote approximately 8 hours a day during trading hours. I raise capital for the various Private Credit/Debt Funds through RIA's, Family Offices, Institutional Investors and IBD's. 2) Scalio - Not investment related. San Francisco, CA. Software Development; I assist in marketing and sales. I started 02/2021. I devote approximately 1 hour a month during trading hours. I occasionally assist in developing new relationships and sales of the various software platforms Scalio has developed and built.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Bottom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2022 - Present

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 166003

Larkspur, CA

Past

May 24, 2021 - October 31, 2023

MARCH CAPITAL CORP.

CRD#: 24142

CHICAGO, IL

Past

April 16, 2018 - February 26, 2021

COMPASS DISTRIBUTORS, LLC

CRD#: 172662

PORTLAND, ME

Past

March 1, 2017 - February 16, 2018

LICCAR SECURITIES, LLC

CRD#: 151034

CHICAGO, IL

Past

December 1, 2014 - November 22, 2016

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

December 14, 2011 - January 3, 2013

GAMA GLOBAL INVESTMENTS, LLC

CRD#: 147282

SAN FRANCISCO, CA

Past

August 3, 2011 - December 7, 2011

VIANT CAPITAL LLC

CRD#: 46948

SAN FRANCISCO, CA

Past

June 10, 2010 - December 31, 2010

OAK RIVER INVESTMENTS, INC.

CRD#: 120118

FORT MITCHELL, KY

Past

February 17, 2010 - June 9, 2010

DIMIRAK SECURITIES CORPORATION

CRD#: 150181

VISTA, CA

Past

June 5, 2008 - February 11, 2010

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

January 13, 2004 - April 20, 2007

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

Past

December 18, 2000 - January 15, 2004

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

September 28, 2000 - October 17, 2000

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

CRD#: 166003 / SEC#: 801-110964

RIA

Registered Investment Advisory firm - (8/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/10/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/23/2004

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/27/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

CRD#: 166003 / SEC#: 801-110964

RIA

Registered Investment Advisory firm - (8/11/2017 Approved)

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Contact information

Main Address

2121 N. California Blvd. Suite 830, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 587-5075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PMCM 2024 ANNUAL ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 186,512,743

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	6/30/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey L. Bottom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Bottom's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARCH CAPITAL CORP.

COMPASS DISTRIBUTORS, LLC

LICCAR SECURITIES, LLC

SILBER BENNETT FINANCIAL, INC.

GAMA GLOBAL INVESTMENTS, LLC

VIANT CAPITAL LLC

OAK RIVER INVESTMENTS, INC.

DIMIRAK SECURITIES CORPORATION

EMPIRE SECURITIES CORPORATION

ATEL SECURITIES CORPORATION

BOFA DISTRIBUTORS, INC.

BOFA DISTRIBUTORS, INC.

Primary Firm SEC Registration

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/28/2000

SIE

Date: 10/1/2018

Series 3

Date: 5/10/2017

Series 7

Date: 8/22/2010

Series 22

Date: 4/23/2004

Series 6

Date: 9/27/2000

Current Firm

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

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