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JB

Jeffrey L. Bottom

INTE SECURITIES
Boca Raton, FL 33433
Some features on this profile are disabled
CRD#: 3143733
JB

Professional summary

Jeffrey Lee Bottom is a registered financial professional currently at INTE SECURITIES LLC located in Boca Raton, Florida.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 13 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Lee Bottom's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2026 - Present

INTE SECURITIES LLC

Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
BD
CRD#: 47107
Boca Raton, FL
Past

February 4, 2022 - April 6, 2026

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 166003
Larkspur, CA
Past

May 24, 2021 - October 31, 2023

MARCH CAPITAL CORP.

BD
CRD#: 24142
CHICAGO, IL
Past

April 16, 2018 - February 26, 2021

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
PORTLAND, ME
Past

March 1, 2017 - February 16, 2018

LICCAR SECURITIES, LLC

BD
CRD#: 151034
CHICAGO, IL
Past

December 1, 2014 - November 22, 2016

SILBER BENNETT FINANCIAL, INC.

BD
CRD#: 156435
ENCINO, CA
Past

December 14, 2011 - January 3, 2013

GAMA GLOBAL INVESTMENTS, LLC

BD
CRD#: 147282
SAN FRANCISCO, CA
Past

August 3, 2011 - December 7, 2011

VIANT CAPITAL LLC

BD
CRD#: 46948
SAN FRANCISCO, CA
Past

June 10, 2010 - December 31, 2010

OAK RIVER INVESTMENTS, INC.

BD
CRD#: 120118
FORT MITCHELL, KY
Past

February 17, 2010 - June 9, 2010

DIMIRAK SECURITIES CORPORATION

BD
CRD#: 150181
VISTA, CA
Past

June 5, 2008 - February 11, 2010

EMPIRE SECURITIES CORPORATION

BD
CRD#: 2826
EL SEGUNDO, CA
Past

January 13, 2004 - April 20, 2007

ATEL SECURITIES CORPORATION

BD
CRD#: 17229
SAN FRANCISCO, CA
Past

December 18, 2000 - January 15, 2004

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

September 28, 2000 - October 17, 2000

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(4/17/2026)
RR
Florida
(4/15/2026)
RR
Illinois
(4/17/2026)
RR
Kentucky
(4/17/2026)
RR
Michigan
(4/17/2026)
RR
Minnesota
(4/17/2026)
RR
Mississippi
(4/17/2026)
RR
Montana
(4/17/2026)
RR
Nebraska
(4/17/2026)
RR
New Jersey
(4/17/2026)
RR
Oklahoma
(4/17/2026)
RR
South Carolina
(4/17/2026)
RR
South Dakota
(4/17/2026)
RR
Texas
(4/17/2026)
RR
Washington
(4/17/2026)
RR
Wisconsin
(4/17/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/28/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/10/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 4/23/2004
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/27/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INTE SECURITIES LLC
EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Contact information

Main Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Phone number
(212) 897-1694
Established
Florida since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPINDEL, ALANMEMBER6141844
SPINDEL, HOWARDMEMBER708042
SPINDEL, JAYMEMBER1839344
STUPAY, MICHAEL ELLIOTMEMBER2287906
STUPAY, SHELLEYMEMBER5570644
OBSBAUM, FREDRIC MICHAELCEO / CFO / CCO1160811

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTE SECURITIES LLC

CRD#: 47107Boca Raton, FL 33433

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