Jeffrey L. Bottom

EOLAS CAPITAL

Sonoma, CA

CRD#: 3143733

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Professional summary

Jeffrey Lee Bottom is a registered financial advisor currently at EOLAS CAPITAL located in Sonoma, California and INTE SECURITIES LLC located in Boca Raton, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Bottom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2026 - Present

EOLAS CAPITAL

RIA

CRD#: 316292

Sonoma, CA

Current

April 15, 2026 - Present

INTE SECURITIES LLC

Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433

CRD#: 47107

BOCA RATON, FL

Past

February 4, 2022 - April 6, 2026

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 166003

Larkspur, CA

Past

May 24, 2021 - October 31, 2023

MARCH CAPITAL CORP.

CRD#: 24142

CHICAGO, IL

Past

April 16, 2018 - February 26, 2021

COMPASS DISTRIBUTORS, LLC

CRD#: 172662

PORTLAND, ME

Past

March 1, 2017 - February 16, 2018

LICCAR SECURITIES, LLC

CRD#: 151034

CHICAGO, IL

Past

December 1, 2014 - November 22, 2016

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

December 14, 2011 - January 3, 2013

GAMA GLOBAL INVESTMENTS, LLC

CRD#: 147282

SAN FRANCISCO, CA

Past

August 3, 2011 - December 7, 2011

VIANT CAPITAL LLC

CRD#: 46948

SAN FRANCISCO, CA

Past

June 10, 2010 - December 31, 2010

OAK RIVER INVESTMENTS, INC.

CRD#: 120118

FORT MITCHELL, KY

Past

February 17, 2010 - June 9, 2010

DIMIRAK SECURITIES CORPORATION

CRD#: 150181

VISTA, CA

Past

June 5, 2008 - February 11, 2010

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

January 13, 2004 - April 20, 2007

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

Past

December 18, 2000 - January 15, 2004

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

September 28, 2000 - October 17, 2000

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/20/2026)

Alaska
(5/21/2026)

Arizona
(4/29/2026)

Arkansas
(5/22/2026)

California
(5/20/2026)

Colorado
(6/4/2026)

Connecticut
(5/26/2026)

Delaware
(5/21/2026)

District of Columbia
(4/17/2026)

Florida
(4/15/2026)

Georgia
(5/20/2026)

Hawaii
(5/20/2026)

Idaho
(4/24/2026)

Illinois
(4/17/2026)

Indiana
(5/21/2026)

Iowa
(5/21/2026)

Kansas
(5/21/2026)

Kentucky
(4/17/2026)

Louisiana
(5/20/2026)

Maine
(5/20/2026)

Maryland
(4/22/2026)

Massachusetts
(5/20/2026)

IAR

Massachusetts
(6/9/2026)

Michigan
(4/17/2026)

Minnesota
(4/17/2026)

Mississippi
(4/17/2026)

Missouri
(5/20/2026)

Montana
(4/17/2026)

Nebraska
(4/17/2026)

Nevada
(5/21/2026)

New Hampshire
(5/21/2026)

New Jersey
(4/17/2026)

New Mexico
(5/21/2026)

New York
(5/20/2026)

North Carolina
(5/20/2026)

North Dakota
(5/26/2026)

Ohio
(5/20/2026)

Oklahoma
(4/17/2026)

Oregon
(5/24/2026)

Pennsylvania
(5/20/2026)

Rhode Island
(5/26/2026)

South Carolina
(4/17/2026)

South Dakota
(4/17/2026)

Tennessee
(5/20/2026)

Texas
(4/17/2026)

Utah
(5/20/2026)

Vermont
(5/19/2026)

Virginia
(5/21/2026)

Washington
(4/17/2026)

West Virginia
(5/20/2026)

Wisconsin
(4/17/2026)

Wyoming
(5/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2026

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/10/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/23/2004

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/27/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EOLAS CAPITAL

EOLAS CAPITAL | EOLAS CAPITAL LLC

CRD#: 316292 / SEC#:

Massachusetts

Registered Investment Advisory firm - (10/26/2021 Approved)

Texas

Registered Investment Advisory firm - (2/1/2022 Conditional Restricted)

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Contact information

Main Address

Ten Post Office Square Suite 1102, Boston, MA 02109

Mailing Address

Phone number

(617) 468-4128

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey L. Bottom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Bottom's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTE SECURITIES LLC

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

MARCH CAPITAL CORP.

COMPASS DISTRIBUTORS, LLC

LICCAR SECURITIES, LLC

SILBER BENNETT FINANCIAL, INC.

GAMA GLOBAL INVESTMENTS, LLC

VIANT CAPITAL LLC

OAK RIVER INVESTMENTS, INC.

DIMIRAK SECURITIES CORPORATION

EMPIRE SECURITIES CORPORATION

ATEL SECURITIES CORPORATION

BOFA DISTRIBUTORS, INC.

BOFA DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2026

Series 63

Date: 11/28/2000

SIE

Date: 10/1/2018

Series 3

Date: 5/10/2017

Series 7

Date: 8/22/2010

Series 22

Date: 4/23/2004

Series 6

Date: 9/27/2000

FINRA

Current Firm

EOLAS CAPITAL

Contact information

Documents

Red Flags

Company Information

EOLAS CAPITAL

TRUST BUT VERIFY

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