Jeffrey Lee Bottom
Professional Summary
Jeffrey Lee Bottom is a registered financial advisor currently at EOLAS CAPITAL located in Sonoma, California and INTE SECURITIES LLC located in Boca Raton, Florida. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Years of Experience
26 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Current Firm
EOLAS CAPITAL | EOLAS CAPITAL LLC
Contact Information
Main Address
Ten Post Office Square Suite 1102, Boston, MA 02109Phone Number
(617) 468-4128# of Employees
6Documents
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
State Registrations and Notice Filings
(5/20/2026)
(5/21/2026)
(4/29/2026)
(5/22/2026)
(5/20/2026)
(6/4/2026)
(5/26/2026)
(5/21/2026)
(4/17/2026)
(4/15/2026)
(5/20/2026)
(5/20/2026)
(4/24/2026)
(4/17/2026)
(5/21/2026)
(5/21/2026)
(5/21/2026)
(4/17/2026)
(5/20/2026)
(5/20/2026)
(4/22/2026)
(5/20/2026)
(6/9/2026)
(4/17/2026)
(4/17/2026)
(4/17/2026)
(5/20/2026)
(4/17/2026)
(4/17/2026)
(5/21/2026)
(5/21/2026)
(4/17/2026)
(5/21/2026)
(5/20/2026)
(5/20/2026)
(5/26/2026)
(5/20/2026)
(4/17/2026)
(5/24/2026)
(5/20/2026)
(5/26/2026)
(4/17/2026)
(4/17/2026)
(5/20/2026)
(4/17/2026)
(5/20/2026)
(5/19/2026)
(5/21/2026)
(4/17/2026)
(5/20/2026)
(4/17/2026)
(5/20/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Apr 2004About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2000About the Series 6 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lee Bottom's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
