Scott M. Munley
Professional summary
Scott Michael Munley, who also goes by Scott M Munley, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Michael Munley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2009 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008December 9, 2014 - June 30, 2023
ICAP SECURITIES USA LLC
November 15, 2004 - April 15, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2001 - April 15, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2009)
(4/16/2009)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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