Lee M. Spivey

WEALTH MANAGEMENT PARTNERS

MANCHESTER CENTER, VT 05255

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CRD#: 3143532

Professional summary

Lee Myrl Spivey JR, CFP®, who also goes by Lee M Spivey, is a registered financial advisor currently at WEALTH MANAGEMENT PARTNERS, LLC located in Manchester Center, Vermont.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Lee has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lee M Spivey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Spivey Lemonik Swenor PC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Myrl Spivey JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

January 30, 2007 - Present

WEALTH MANAGEMENT PARTNERS, LLC

Office #1: 3868 Main Street, Manchester Center, VT 05255

RIA

CRD#: 142223

MANCHESTER CENTER, VT

Past

March 16, 2004 - April 3, 2007

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

MANCHESTER CENTER, VT

Past

January 15, 2004 - April 3, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

MANCHESTER, VT

Past

April 15, 2003 - January 15, 2004

OPPENHEIMER ASSET MANAGEMENT

RIA

CRD#: 105559

NEW YORK, NY

Past

January 3, 2003 - April 15, 2003

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

January 3, 2003 - January 15, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

February 9, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA

CRD#: 630

NEW YORK, NY

Past

December 7, 1998 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/20/2018)

IAR

Vermont
(1/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/2/1998

General Securities Representative Examination

Current Firm

WEALTH MANAGEMENT PARTNERS, LLC

CRD#: 142223 / SEC#:

Texas

Registered Investment Advisory firm - (4/18/2018 Conditional Restricted)

Vermont

Registered Investment Advisory firm - (1/30/2007 Approved)

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Contact information

Main Address

3868 Main Street, Manchester Center, VT 05255

Mailing Address

Po Box 1349, Manchester Center, VT 05255

Phone number

(802) 362-1946

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lee M. Spivey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Myrl Spivey JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT PARTNERS, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

OPPENHEIMER ASSET MANAGEMENT

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/4/1999

Series 7

Date: 12/2/1998

Current Firm

WEALTH MANAGEMENT PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

WEALTH MANAGEMENT PARTNERS, LLC

TRUST BUT VERIFY

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