Paula J. Abbott

JOURNEY ADVISORY GROUP

Covington, KY 41011

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CRD#: 3143531

Professional summary

Paula Jan Abbott, CFP®, who also goes by Paula Jan Mitchell, Paula Jan Stoffel, is a registered financial advisor currently at JOURNEY ADVISORY GROUP, LLC located in Covington, Kentucky.

Paula is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paula has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paula Jan Mitchell | Paula Jan Stoffel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paula Jan Abbott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 27, 2024 - Present

JOURNEY ADVISORY GROUP, LLC

Office #1: 50 E. Rivercenter Blvd Suite 301, Covington, KY 41011

RIA

CRD#: 171919

Covington, KY

Past

December 6, 2017 - October 15, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

CINCINNATI, OH

Past

September 25, 2015 - November 14, 2017

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

CINCINNATI, OH

Past

September 25, 2015 - November 14, 2017

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

CINCINNATI, OH

Past

January 3, 2013 - September 9, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

November 23, 2012 - September 4, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

July 18, 2006 - April 29, 2011

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

CINCINNATI, OH

Past

July 22, 2005 - July 7, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CINCINNATI, OH

Past

April 5, 2005 - July 7, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CINCINNATI, OH

Past

February 2, 1999 - December 13, 1999

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/1/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

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Contact information

Main Address

50 E. Rivercenter Blvd Suite 301, Covington, KY 41011

Mailing Address

Phone number

(859) 888-0356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY ADVISORY GROUP, LLC FORM ADV 2A (4/14/2025)

Regulatory assets under management

Total Number of Accounts	2,004
AUM (Assets Under Management)	$ 1,473,333,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paula J. Abbott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paula Jan Abbott's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

U.S. BANCORP INVESTMENTS, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

JOURNEY ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2012

SIE

Date: 11/14/2017

Series 7

Date: 4/4/2005

Series 6

Date: 2/1/1999

Current Firm

JOURNEY ADVISORY GROUP, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY ADVISORY GROUP, LLC

TRUST BUT VERIFY

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