Carlos L. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Lorenzo Greene was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 1998. Carlos had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - December 31, 2021
CAPITAL BENEFIT CONSULTANTS
September 17, 2012 - April 23, 2019
NATIONWIDE INVESTMENT ADVISORS, LLC
November 16, 2011 - May 11, 2012
NATIONWIDE INVESTMENT ADVISORS, LLC
November 1, 2011 - April 23, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 1, 2008 - October 14, 2011
FIDELITY BROKERAGE SERVICES LLC
August 22, 2005 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
November 25, 1998 - December 31, 2004
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL BENEFIT CONSULTANTS
CRD#: 298685 / SEC#:
Contact information
Red Flags
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