RP
Ryan M. Palmer
OPTIMIST RETIREMENT GROUP
SCOTTSDALE, AZ 85255
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CRD#: 3143404
RP
Professional summary
Ryan Michael Palmer, CFP® is a registered financial advisor currently at OPTIMIST RETIREMENT GROUP, LLC located in Scottsdale, Arizona.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ryan has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE LICENSED WITH VARIOUS COMPANIES SINCE 3/2001;
2. WILLIAMS PALMER - OUTSIDE RIA SINCE 12/2004.
3. NAME OF OTHER BUSINESS: WILLIAMS PALMER REAL ESTATE, LLC:
INVESTMENT RELATED: NO;
ADDRESS: 9845 E BELL ROAD #120, SCOTTSDALE, AZ 85260;
NATURE OF BUSINESS: REAL ESTATE OWNERSHIP;
START DATE: 10/2017;
POSITION/TITLE/RELATIONSHIP: OWNER / MEMBER;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
BRIEF DESCRIPTION OF DUTIES: MAKING SURE MORTGAGE GETS PAID, AND TAXES GET FILED;
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
May 19, 2005 - Present
OPTIMIST RETIREMENT GROUP, LLC
Office #1: 8585 East Hartford Drive Suite 106, Scottsdale, AZ 85255Office #2: 11400 Se 8th St. Suite 465, Bellevue, WA 98004RIA
CRD#: 119086
SCOTTSDALE, AZ
Past
February 28, 2012 - January 25, 2019
CETERA ADVISORS LLC
BD
CRD#: 10299
BELLEVUE, WA
Past
February 22, 1999 - August 26, 2005
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
BELLEVUE, WA
Past
December 14, 1998 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OR
OPTIMIST RETIREMENT GROUP, LLC
OPTIMIST RETIREMENT GROUP, LLC | WILLIAMS PALMER, LLC | WILLIAMS PALMER | TUSHAUS WEALTH MANAGEMENT | OPTIMIST RETIREMENT, LLC
CRD#: 119086 / SEC#: 801-114109
RIA
Registered Investment Advisory firm - (10/9/2018 Approved)Arizona
Registered Investment Advisory firm - (10/17/2018 Terminated)Texas
Registered Investment Advisory firm - (10/17/2018 Terminated)Washington
Registered Investment Advisory firm - (10/24/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/26/2012)
IAR
Texas(7/25/2015)
IAR
Washington(5/19/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OR
OPTIMIST RETIREMENT GROUP, LLC
OPTIMIST RETIREMENT GROUP, LLC | WILLIAMS PALMER, LLC | WILLIAMS PALMER | TUSHAUS WEALTH MANAGEMENT | OPTIMIST RETIREMENT, LLC
CRD#: 119086 / SEC#: 801-114109
RIA
Registered Investment Advisory firm - (10/9/2018 Approved)Arizona
Registered Investment Advisory firm - (10/17/2018 Terminated)Texas
Registered Investment Advisory firm - (10/17/2018 Terminated)Washington
Registered Investment Advisory firm - (10/24/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11400 Se 8th St. Suite 465, Bellevue, WA 98004
Mailing Address
Phone number
(425) 637-3037
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 213 |
| AUM (Assets Under Management) | $ 243,099,072 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
