Nicole R. Woolson
Professional summary
Nicole Renee Woolson, who also goes by Nicole Renee Skees, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2020. Nicole has worked at 2 firms and has passed the Series 99TO, SIE and Series 14 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Renee Woolson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2026 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414June 11, 2020 - March 9, 2026
CONCORDE INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/29/2025
Operations Professional ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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