Jonathan J. Blake
Professional summary
Jonathan Joseph Blake is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in Cheektowaga, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1998. Jonathan has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Joseph Blake's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 300 Airborne Parkway Suite 216, Cheektowaga, NY 14225July 28, 2017 - October 16, 2017
COMMONWEALTH FINANCIAL NETWORK
May 25, 2016 - November 7, 2016
PFS INVESTMENTS INC.
September 8, 2010 - November 24, 2014
WESTMORELAND CAPITAL CORPORATION
June 1, 2009 - January 11, 2010
MORGAN STANLEY
August 1, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 19, 2008 - July 2, 2008
NEXT FINANCIAL GROUP, INC.
July 3, 2006 - December 14, 2007
M&T SECURITIES, INC.
August 5, 2005 - July 3, 2006
CITICORP INVESTMENT SERVICES
October 22, 2003 - July 12, 2005
AMERIPRISE ADVISOR SERVICES, INC.
March 2, 1999 - July 17, 2003
HSBC BROKERAGE (USA) INC.
November 11, 1998 - November 30, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2019)
Exams
FINRA
Current Firm
CETERA INVESTMENT SERVICES LLC
CRD#: 15340 / SEC#: 801-45573, 8-31826
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| CASEY, SEAN PATRICK | VICE PRESIDENT | 2156290 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HANAU, JENNIFER LEIGH | VICE PRESIDENT | 2898698 |
| HOLWEGER, KIMBERLEY ANN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| REINHOLZ, CHRISTOPHER JON | VICE PRESIDENT, DIRECTOR OF TRADING | 1961258 |
| RUMMEL, LEANN RENEE | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1965155 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WEITHAUS, GWENDOLYN | CHIEF COMPLIANCE OFFICER | 2445442 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
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Company Information
CETERA INVESTMENT SERVICES LLC
CRD#: 15340Cheektowaga, NY 14225TRUST BUT VERIFY
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