Helena Alvar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helena Alvar was a registered financial professional .
Helena is a previously registered financial professional and started their career in finance in 1999. Helena had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2021 - May 12, 2023
BLOOMBERG TRADEBOOK LLC
August 14, 2017 - March 11, 2019
SCOTIA CAPITAL (USA) INC.
April 26, 2016 - June 30, 2017
ITAU BBA USA SECURITIES, INC.
June 27, 2011 - March 16, 2015
BANCO VOTORANTIM SECURITIES, INC.
January 2, 2003 - June 6, 2011
FHN FINANCIAL SECURITIES CORP.
January 12, 1999 - January 12, 2001
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
