Joel J. Garris
Professional summary
Joel Jimmy Garris, CFP® is a registered financial professional currently at NELSON IVEST BROKERAGE SERVICES, INC. located in Winter Park, Florida.
Joel is registered as a RR (Registered Representative) and started their career in finance in 2003. Joel has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 51, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Jimmy Garris's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
December 7, 1998 - Present
NELSON IVEST BROKERAGE SERVICES, INC.
Office #1: 423 Country Club Drive, Winter Park, FL 32789-2968Office #2: 423 Country Club Drive, Winter Park, FL 32789December 9, 2003 - September 11, 2013
NELSON INVESTMENT PLANNING SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NELSON IVEST BROKERAGE SERVICES, INC.
CRD#: 3002 / SEC#: , 8-26448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
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Company Information
NELSON IVEST BROKERAGE SERVICES, INC.
CRD#: 3002Winter Park, FL 32789-2968TRUST BUT VERIFY
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