George S. Sparks

BARNES DENNIG PRIVATE WEALTH MANAGEMENT

CINCINNATI, OH 45202

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CRD#: 3142741

Professional summary

George Sidney Sparks JR, who also goes by George Sidney Sparks, is a registered financial advisor currently at BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC located in Cincinnati, Ohio.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. George has worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Sidney Sparks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Littlest Angels' Learning Center - Adult Daycare Center - 25% ownership; 1705 Mount Sion Road, Union KY 41091. Not investment related. < 5 hours per month. Not during securities trading hours. 2. Brookwood Properties, Inc. - Real Estate Rental Properties - 29% ownership; 2617 Legends Way, Suite 100, Crestview Hills, KY 41017. Not investment related. < 5 hours per month. Not during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Sidney Sparks JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 150 East 4th Street Third Floor, Cincinnati, OH 45202Office #2: 8470 Allison Pointe Boulevard Suite 200, Indianapolis, IN 46250Office #3: 40 N Main Street Suite 2000, Dayton, OH 45423Office #4: 2617 Legends Way Suite 100, Crestview Hills, KY 41017

RIA

CRD#: 328496

CINCINNATI, OH

Past

March 19, 2019 - February 21, 2025

BIECHELE ROYCE ADVISORS, INC.

RIA

CRD#: 120742

FISHERS, IN

Past

March 12, 1999 - March 31, 2000

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

December 16, 1998 - March 16, 1999

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

BARNES DENNIG FINANCIAL SERVICES, LLC. | BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 328496 / SEC#: 801-130851

RIA

Registered Investment Advisory firm - (7/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/19/2024)

IAR

Colorado
(11/19/2024)

IAR

Indiana
(11/19/2024)

IAR

Kentucky
(2/21/2025)

IAR

Ohio
(11/19/2024)

IAR

South Carolina
(11/19/2024)

IAR

Washington
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/15/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

BARNES DENNIG FINANCIAL SERVICES, LLC. | BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 328496 / SEC#: 801-130851

RIA

Registered Investment Advisory firm - (7/31/2024 Approved)

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Contact information

Main Address

150 East 4th Street Third Floor, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 241-8313

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE_FORM ADV PART 2A _BDPW.IAD.02.V3.0.2025.03.26 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 102,794,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George S. Sparks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Sidney Sparks JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

BIECHELE ROYCE ADVISORS, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WADDELL & REED

Primary Firm SEC Registration

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1998

Series 6

Date: 12/15/1998

Current Firm

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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