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Christopher L. Cook
DIVERSIFY WEALTH MANAGEMENT
Sandy, UT 84070
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CRD#: 3142516
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Professional summary
Christopher Lynn Cook, who also goes by Christopher Cook, is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Sandy, Utah and DFPG INVESTMENTS, LLC located in Sandy, Utah.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Diversify Insurance; Non-Investment Related; 9017 S. Riverside, Sandy, UT 84070; Insurance; Insurance Agent; 08/2009; 10% during business hours; Sales of Life Insurance, Disability Insurance, Long Term Care 2) Grandview Mountain Estates; Non-Investment Related; Lehi, UT; LLC; Member; 10/2021; 5% during business hours; Buy raw land, add improvement, and sell residential building lots. Oversee sub contractors who will be performing work on the properties 3) Bristol Wealth Management Group Inc.; Investment Related; Sandy, UT; Wealth Management; President; 02/2011; 100% during business hours; Provide investment services 4) The Emily Cook Dyches Memorial Foundation DBA The Emily Effect; Non-Investment Related; Lehi, UT; Non-profit; Director; 03/2021; 0% during business hours; Non Profit Corporation providing assistance to women experiencing perinatal mood disorders. Meet once a year to discuss activities.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lynn Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2024 - Present
DIVERSIFY WEALTH MANAGEMENT, LLC
Office #1: 9017 S Riverside Dr Suite 210, Sandy, UT 84070RIA
CRD#: 329878
Sandy, UT
Current
May 25, 2011 - Present
DFPG INVESTMENTS, LLC
Office #1: 9017 S Riverside Dr Suite 200, Sandy, UT 84070BD
CRD#: 155576
Sandy, UT
Past
September 15, 2023 - March 11, 2025
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
SANDY, UT
Past
September 25, 2015 - February 9, 2024
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
SANDY, UT
Past
March 18, 2014 - September 24, 2015
DIVERSIFY WEALTH MANAGEMENT, INC.
RIA
CRD#: 169032
SOUTH JORDAN, UT
Past
October 18, 2011 - March 17, 2014
DIVERSIFY WEALTH MANAGEMENT LLC
RIA
CRD#: 145593
SOUTH JORDAN, UT
Past
November 18, 2009 - April 28, 2011
OMNI BROKERAGE, INC.
BD
CRD#: 16878
SOUTH JORDAN, UT
Past
May 10, 2005 - October 10, 2006
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Past
July 1, 2003 - April 19, 2005
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
December 1, 2000 - July 5, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
November 20, 1998 - December 13, 1999
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
Registered Investment Advisory firm - (2/16/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2021)
RR
Alaska(3/10/2025)
RR
Arizona(10/23/2012)
RR
Arkansas(3/24/2017)
RR
California(9/7/2012)
RR
Colorado(6/20/2011)
RR
Florida(8/25/2014)
RR
Georgia(10/15/2014)
RR
Hawaii(1/5/2021)
RR
Idaho(6/8/2011)
RR
Indiana(4/16/2013)
RR
Iowa(9/26/2011)
RR
Louisiana(5/26/2016)
IAR
Louisiana(3/12/2025)
RR
Michigan(8/10/2015)
RR
Minnesota(10/21/2014)
RR
Missouri(5/1/2017)
RR
Montana(3/12/2018)
RR
Nebraska(8/5/2024)
RR
Nevada(7/18/2011)
RR
New Hampshire(1/14/2016)
RR
Oklahoma(6/12/2019)
RR
Oregon(3/14/2012)
RR
Pennsylvania(10/2/2013)
RR
South Dakota(4/13/2022)
RR
Texas(10/7/2013)
IAR
Texas(3/11/2025)
RR
Utah(6/2/2011)
IAR
Utah(3/27/2024)
RR
Virginia(4/17/2017)
RR
Washington(9/26/2011)
RR
West Virginia(7/20/2016)
RR
Wisconsin(8/17/2022)
RR
Wyoming(6/20/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
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Contact information
Main Address
9017 S Riverside Dr Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 838-9999
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,760 |
| AUM (Assets Under Management) | $ 2,526,799,821 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
