Wayne G. Spence

CRAFT CAPITAL MANAGEMENT LLC

Tinton Falls, NJ 07724

Some features on this profile are disabled

CRD#: 3142451

Professional summary

Wayne G Spence, who also goes by Wayne George Spence, is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Tinton Falls, New Jersey.

Wayne is registered as a RR (Registered Representative) and started their career in finance in 1998. Wayne has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Wayne George Spence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wayne G Spence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2017 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 44 Apple Street Suite 9, Room G-28, Tinton Falls, NJ 07724

CRD#: 171350

Tinton Falls, NJ

Past

November 29, 2004 - June 5, 2017

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

December 3, 2002 - December 6, 2004

AVALON PARTNERS, INC.

CRD#: 41357

NEW YORK, NY

Past

June 7, 2002 - April 14, 2004

THOMAS FLETCHER & COMPANY, INC.

CRD#: 43675

NEW YORK, NY

Past

October 29, 1999 - May 24, 2002

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

November 4, 1998 - October 29, 1999

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2018)

Colorado
(7/11/2025)

Florida
(1/4/2018)

Iowa
(7/18/2025)

Louisiana
(7/17/2025)

Maryland
(7/23/2025)

Michigan
(7/23/2025)

Missouri
(7/17/2025)

Nebraska
(7/17/2025)

New Jersey
(8/13/2024)

New York
(12/14/2017)

Oklahoma
(7/14/2025)

Oregon
(7/21/2025)

South Dakota
(7/17/2025)

Tennessee
(7/18/2025)

Texas
(1/4/2018)

Wisconsin
(7/23/2025)

Exams

State Security Law Exam

Series 63

Date: 11/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Mailing Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Phone number

(516) 833-1325

Established

New York since 10/15/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CRAFT ASSET HOLDINGS LLC	MANAGING MEMBER
FURST, RONALD ALLAN	CCO/ROP	1007934
KIRONT, BARRY MICHAEL	CEO	2281871
KIRONT, STEPHEN MARK	EVP/COO	2009609
RYAN, KIMBERLY ANN	FINOP	4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Stewart

CHELSEA ADVISORY SERVICES, INC

IAR

South Ozone Park, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Wayne G. Spence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wayne G Spence's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDSOR STREET CAPITAL, LP

AVALON PARTNERS, INC.

THOMAS FLETCHER & COMPANY, INC.

HAPOALIM SECURITIES USA, INC.

ROYCE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/3/1998

Series 24

Date: 10/4/2010

FINRA

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRAFT CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors