Brian S. Reaser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Reaser was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - December 12, 2023
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - December 12, 2023
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 21, 2014 - July 12, 2016
CETERA INVESTMENT ADVISERS LLC
August 4, 2008 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
August 4, 2008 - July 12, 2016
CETERA INVESTMENT SERVICES LLC
June 2, 2008 - July 25, 2008
M&T SECURITIES, INC.
June 2, 2008 - July 25, 2008
M&T SECURITIES, INC.
March 10, 2008 - May 16, 2008
IFMG SECURITIES, INC.
January 23, 2008 - February 20, 2008
GWN SECURITIES INC.
January 23, 2008 - February 20, 2008
GWN SECURITIES INC.
June 15, 2007 - January 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2007 - January 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 17, 2005 - June 6, 2007
CETERA INVESTMENT SERVICES LLC
November 4, 2003 - September 13, 2004
CUNA BROKERAGE SERVICES, INC.
May 1, 2003 - July 14, 2003
M&T SECURITIES, INC.
June 26, 2000 - May 1, 2003
ALLFIRST BROKERAGE CORPORATION
January 29, 1999 - May 25, 2000
PFS INVESTMENTS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
