Benjamin T. Lovitt
Professional summary
Benjamin Thomas Lovitt, who also goes by Ben Lovitt, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Boston, Massachusetts.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1998. Benjamin has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Thomas Lovitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2016 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 100 Federal St 18th Floor, Boston, MA 02110October 1, 2012 - December 8, 2015
J.P. MORGAN SECURITIES LLC
June 1, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 15, 2005 - March 8, 2007
J.P. MORGAN SECURITIES INC.
December 16, 2004 - July 20, 2005
CHASE INVESTMENT SERVICES CORP.
April 3, 2001 - July 3, 2001
WINGSPAN INVESTMENT SERVICES
December 14, 1998 - July 20, 2005
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2016)
Exams
Series 55
Date: 9/30/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109Boston, MA 02110TRUST BUT VERIFY
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