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SP

Salvador Palma

ROSENBLATT SECURITIES
New York, NY 10005
Some features on this profile are disabled
CRD#: 3142312
SP

Professional summary

Salvador Palma, who also goes by Salvador Chava, Salvador Chavi, Salva Palma, Salvador Palma Rubin De Celis, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.

Salvador is registered as a RR (Registered Representative) and started their career in finance in 1998. Salvador has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Salvador Chava | Salvador Chavi | Salva Palma | Salvador Palma Rubin De Celis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvador Palma's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2023 - Present

ROSENBLATT SECURITIES INC.

Office #1: 40 Wall Street 59th Floor, New York, NY 10005
BD
CRD#: 18377
New York, NY
Past

November 2, 2022 - April 28, 2023

MARCO POLO SECURITIES INC.

BD
CRD#: 46561
NEW YORK, NY
Past

November 10, 2021 - May 11, 2022

IDB CAPITAL CORP.

BD
CRD#: 106032
NEW YORK, NY
Past

January 14, 2020 - October 29, 2021

MARCO POLO SECURITIES INC.

BD
CRD#: 46561
New York, NY
Past

September 30, 2016 - April 11, 2019

GWM GROUP, INC.

BD
CRD#: 42844
MIAMI, FL
Past

March 1, 2012 - April 7, 2014

XP INVESTMENTS US, LLC

BD
CRD#: 156691
NEW YORK, NY
Past

February 26, 2010 - January 8, 2015

AVANZA CAPITAL MARKETS INC.

BD
CRD#: 103941
NEW YORK, NY
Past

February 6, 2008 - August 20, 2009

MARCO POLO SECURITIES INC.

BD
CRD#: 46561
NEW YORK, NY
Past

February 16, 2006 - December 20, 2007

MULTITRADE SECURITIES LLC

BD
CRD#: 47485
NEW YORK, NY
Past

April 13, 2000 - February 26, 2004

MULTITRADE SECURITIES LLC

BD
CRD#: 47485
NEW YORK, NY
Past

December 1, 1998 - March 14, 2000

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/17/2023)
RR
New York
(5/17/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/19/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/17/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 3/30/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/27/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/27/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

RS
ROSENBLATT SECURITIES INC.
RICHARD A. ROSENBLATT & COMPANY, INC. | ROSENBLATT SECURITIES INC.

CRD#: 18377 / SEC#: , 8-24255

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street 59th Floor, New York, NY 10005
Mailing Address
40 Wall Street 59th Floor, New York, NY 10005
Phone number
(212) 607-3100
Established
New York since 08/29/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GAWRONSKI, JOSEPH CHARLES JRPRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR2946954
ROSENBLATT, RICHARD ALLANCHAIRMAN RETIRED1557345
FRAIN, JOURDAN BLAKECOO5745300
RONEY, CHARLES PATRICKCHIEF COMPLIANCE OFFICER1978773

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSENBLATT SECURITIES INC.

CRD#: 18377New York, NY 10005

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