Salvador Palma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvador Palma, who also goes by Salvador Chava, Salvador Chavi, Salva Palma, Salvador Palma Rubin De Celis, was a registered financial professional .
Salvador is a previously registered financial professional and started their career in finance in 1998. Salvador had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2023 - March 19, 2026
ROSENBLATT SECURITIES INC.
November 2, 2022 - April 28, 2023
MARCO POLO SECURITIES LLC
November 10, 2021 - May 11, 2022
IDB CAPITAL CORP.
January 14, 2020 - October 29, 2021
MARCO POLO SECURITIES LLC
September 30, 2016 - April 11, 2019
GWM GROUP, INC.
March 1, 2012 - April 7, 2014
XP INVESTMENTS US, LLC
February 26, 2010 - January 8, 2015
AVANZA CAPITAL MARKETS INC.
February 6, 2008 - August 20, 2009
MARCO POLO SECURITIES LLC
February 16, 2006 - December 20, 2007
MULTITRADE SECURITIES LLC
April 13, 2000 - February 26, 2004
MULTITRADE SECURITIES LLC
December 1, 1998 - March 14, 2000
REUTERS C CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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