James M. D'amico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael D'amico, who also goes by James Michael Damico, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2018 - January 16, 2019
ODINGARD CAPITAL MANAGEMENT
September 29, 2016 - March 29, 2018
FIRSTRUST
November 1, 2013 - October 26, 2015
TD AMERITRADE, INC.
November 1, 2013 - October 26, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 1, 2013 - October 26, 2015
TD AMERITRADE, INC.
April 21, 2009 - April 16, 2013
HARRISDIRECT LLC
November 19, 2007 - April 16, 2013
E*TRADE SECURITIES LLC
November 17, 2005 - August 17, 2006
PFS INVESTMENTS INC.
August 13, 2003 - November 12, 2003
JANNEY MONTGOMERY SCOTT LLC
June 25, 2002 - July 24, 2003
LH ROSS & COMPANY, INC.
December 23, 2000 - April 29, 2002
CYBERVEST SECURITIES INC.
February 17, 1999 - October 17, 2000
PRUDENTIAL EQUITY GROUP, LLC
December 2, 1998 - January 7, 1999
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ODINGARD CAPITAL MANAGEMENT
CRD#: 297861 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 32,060,315 |
Red Flags
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