Scott A. Tennies
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Albert Tennies was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1998. Scott had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - January 16, 2015
BLACKHAWK CAPITAL PARTNERS, LLC
May 13, 2011 - May 7, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 4, 2011 - May 7, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 18, 2003 - February 11, 2011
QA3 FINANCIAL LLC
November 18, 2003 - February 11, 2011
QA3 FINANCIAL CORP.
February 15, 2001 - December 31, 2003
K. P. FINANCIAL, INC.
December 2, 1998 - November 17, 2003
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
BLACKHAWK CAPITAL PARTNERS, LLC
CRD#: 158020 / SEC#: 801-81107
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKHAWK CAPITAL PARTNERS, LLC
CRD#: 158020 / SEC#: 801-81107
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 336,418,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.