Ronald B. Mauriell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Brent Mauriell, who also goes by Brent Mauriell, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1999. Ronald had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - December 31, 2015
PARADY WEALTH MANAGEMENT
June 24, 2015 - February 5, 2019
PARADY WEALTH MANAGEMENT
September 14, 2006 - December 12, 2014
TRUIST INVESTMENT SERVICES, INC.
February 16, 2002 - December 12, 2014
TRUIST INVESTMENT SERVICES, INC.
April 27, 2001 - February 16, 2002
THE HUNTINGTON INVESTMENT COMPANY
February 9, 1999 - May 24, 2000
THE HUNTINGTON INVESTMENT COMPANY
Primary Firm SEC Registration
PARADY WEALTH MANAGEMENT
CRD#: 169997 / SEC#: 801-123022
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARADY WEALTH MANAGEMENT
CRD#: 169997 / SEC#: 801-123022
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,940 |
| AUM (Assets Under Management) | $ 156,088,190 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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