Nathanael A. Koch

CAUSEY WEALTH LLC

GREENWOOD VILLAGE, CO 80111

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CRD#: 3142229

Professional summary

Nathanael Adam Koch is a registered financial advisor currently at CAUSEY WEALTH LLC located in Greenwood Village, Colorado.

Nathanael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nathanael has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathanael Adam Koch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

CAUSEY WEALTH LLC

Office #1: 6400 S. Fiddlers Green Circle Suite 975, Greenwood Village, CO 80111

RIA

CRD#: 331134

GREENWOOD VILLAGE, CO

Past

July 13, 2007 - July 1, 2024

CAUSEY DEMGEN & MOORE P.C.

RIA

CRD#: 111115

DENVER, CO

Past

October 4, 2004 - June 4, 2007

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

April 27, 2004 - October 4, 2004

MOWATT FINANCIAL ADVISORS, LLC

RIA

CRD#: 106723

ENGLEWOOD, CO

Past

January 16, 2003 - June 4, 2007

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

ENGLEWOOD, CO

Past

March 4, 1999 - December 31, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAUSEY WEALTH LLC

CRD#: 331134 / SEC#: 801-130443

RIA

Registered Investment Advisory firm - (6/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/3/1999

General Securities Representative Examination

Current Firm

CAUSEY WEALTH LLC

CRD#: 331134 / SEC#: 801-130443

RIA

Registered Investment Advisory firm - (6/12/2024 Approved)

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Contact information

Main Address

6400 S. Fiddlers Green Circle Suite 975, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 672-9876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAUSEY WEALTH LLC - ADV PART 2B DATED JULY 1, 2025 (7/22/2025)

CAUSEY WEALTH LLC - ADV PART 2A DATED MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	486
AUM (Assets Under Management)	$ 332,338,634

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathanael A. Koch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathanael Adam Koch's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAUSEY DEMGEN & MOORE P.C.

PACIFIC WEST FINANCIAL CONSULTANTS INC

MOWATT FINANCIAL ADVISORS, LLC

PACIFIC WEST SECURITIES, INC.

SENTRA SECURITIES CORPORATION

Primary Firm SEC Registration

CAUSEY WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2001

Series 63

Date: 1/26/1999

Series 7

Date: 3/3/1999

Current Firm

CAUSEY WEALTH LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAUSEY WEALTH LLC

TRUST BUT VERIFY

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