John F. Luikart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ford Luikart, who also goes by Jack Luikart, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 9 firms and has passed the PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2011 - June 4, 2012
LUMENT SECURITIES, LLC
January 15, 2004 - September 9, 2010
WEDBUSH SECURITIES INC.
March 9, 2002 - October 16, 2002
RBC CAPITAL MARKETS, LLC
May 22, 2001 - March 9, 2002
TUCKER ANTHONY INCORPORATED
February 24, 1989 - December 3, 1996
JOHN HANCOCK CLEARING CORPORATION
July 7, 1988 - March 8, 2002
SUTRO & CO. INCORPORATED
June 2, 1988 - September 17, 1992
SUTRO & CO. INCORPORATED
March 21, 1988 - June 6, 1988
TUCKER ANTHONY INCORPORATED
August 14, 1978 - February 10, 1988
PRESCOTT, BALL & TURBEN, INC.
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
May 11, 1972 - February 4, 1977
PRESCOTT, BALL & TURBEN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/22/1991
AMEX Put and Call ExamSeries 1
Date: 4/15/1972
Registered Representative ExaminationSeries 40
Date: 4/5/1975
Registered Principal ExaminationCurrent Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
