Scott C. Adler

RANGE FINANCIAL GROUP

TIGARD, OR 97223

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CRD#: 3141860

Professional summary

Scott Christopher Adler, who also goes by Scott C Adler, Scott Adler, is a registered financial advisor currently at RANGE FINANCIAL GROUP, LLC located in Tigard, Oregon.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Scott has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott C Adler | Scott Adler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Adler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2020 - Present

RANGE FINANCIAL GROUP, LLC

Office #1: 7307 Sw Beveland St #110, Tigard, OR 97223

RIA

CRD#: 290001

TIGARD, OR

Past

November 27, 2018 - October 23, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

TIGARD, OR

Past

October 23, 2018 - October 23, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

TIGARD, OR

Past

September 1, 2017 - September 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORTLAND, OR

Past

June 22, 2017 - September 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Past

January 3, 2011 - August 14, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

January 3, 2011 - August 14, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 23, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

NEWPORT BEACH, CA

Past

October 22, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

September 10, 2007 - October 20, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LAGUNA BEACH, CA

Past

September 10, 2007 - October 20, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LAGUNA BEACH, CA

Past

July 25, 2002 - September 12, 2007

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

COSTA MESA, CA

Past

July 25, 2002 - September 12, 2007

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

COSTA MESA, CA

Past

March 3, 1999 - May 24, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CARMEL, IN

Past

December 16, 1998 - May 24, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RANGE FINANCIAL GROUP, LLC

DAHM, ERIC | RANGE FINANCIAL GROUP, LLC | ERIC R. DAHM WEALTH MANAGEMENT | DAHM, ERIC ROBERT

CRD#: 290001 / SEC#: 801-119404

RIA

Registered Investment Advisory firm - (9/8/2020 Approved)

Oregon

Registered Investment Advisory firm - (11/17/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(10/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 7/1/2008

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 6/10/2008

General Securities Sales Supervisor - General Module Examination

Current Firm

RANGE FINANCIAL GROUP, LLC

DAHM, ERIC | RANGE FINANCIAL GROUP, LLC | ERIC R. DAHM WEALTH MANAGEMENT | DAHM, ERIC ROBERT

CRD#: 290001 / SEC#: 801-119404

RIA

Registered Investment Advisory firm - (9/8/2020 Approved)

Oregon

Registered Investment Advisory firm - (11/17/2020 Terminated)

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Contact information

Main Address

7307 Sw Beveland St #110, Tigard, OR 97223

Mailing Address

Phone number

(503) 482-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/23/2025)

Regulatory assets under management

Total Number of Accounts	1,188
AUM (Assets Under Management)	$ 321,067,599

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott C. Adler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Adler's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RANGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2017

Series 65

Date: 1/7/1999

Series 63

Date: 1/7/1999

SIE

Date: 9/10/2018

Series 7

Date: 6/22/2017

Series 9

Date: 7/1/2008

Series 10

Date: 6/10/2008

Current Firm

RANGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RANGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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