Stephen M. Davis
FAIRVOY PRIVATE WEALTH | Wealth Management Advisor
Birmingham, AL 35243
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CRD#: 3141831
Professional summary
Stephen Michael Davis, CFP®, ChFC® is a registered financial advisor currently at FAIRVOY PRIVATE WEALTH, LLC located in Birmingham, Alabama.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Stephen has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Philanthropic services
Loans/credit services
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA #1: D&D Aviation, LLC / Not investment-related / 1024 Willow Branch Trail, Chelsea, AL 35043 / Partnership on airplane / Member of 2 person LLC / Started Feb 2018/ 1 hour per month / no hours during trading hours / No income / Partners with one other person for single engine plane / OBA #2: StevieD & AshleyC Properties, LLC / Real estate / 1589 Woodridge Place, Vestavia, AL 35216 / Real estate purchases / Member of 2 person LLC / Started September 2020 / 0 hours per month / 0 hours during trading hours / No income / Not currently active, but established for real estate purchases. No holdings or income.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
April 5, 2024 - Present
FAIRVOY PRIVATE WEALTH, LLC
Office #1: One Perimeter Park South Suite 300 S, Birmingham, AL 35243RIA
CRD#: 329636
Birmingham, AL
Past
February 9, 2000 - April 9, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BIRMINGHAM, AL
Past
May 5, 1999 - April 9, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BIRMINGHAM, AL
Past
November 20, 1998 - March 24, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FAIRVOY PRIVATE WEALTH, LLC
FAIRVOY PRIVATE WEALTH, LLC
CRD#: 329636 / SEC#: 801-129698
RIA
Registered Investment Advisory firm - (4/3/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/5/2024)
IAR
Texas(8/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FP
FAIRVOY PRIVATE WEALTH, LLC
FAIRVOY PRIVATE WEALTH, LLC
CRD#: 329636 / SEC#: 801-129698
RIA
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Contact information
Main Address
One Perimeter Park South Suite 300 S, Birmingham, AL 35243
Mailing Address
Phone number
(205) 578-6250
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,185 |
| AUM (Assets Under Management) | $ 513,167,263 |
Red Flags
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Company Information
FAIRVOY PRIVATE WEALTH, LLC
Wealth Management AdvisorCRD#: 329636Birmingham, AL 35243TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
