John L. Sauers

ASSOCIATED FINANCIAL PARTNERS

Loganville, GA

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CRD#: 3141516

Professional summary

John Lloyd Sauers is a registered financial advisor currently at ASSOCIATED FINANCIAL PARTNERS, INC. located in Loganville, Georgia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.HSI MGMT INC VP, REAL ESTATE PROPERTY: 2.ASSOCIATED FINANCIAL PARTNERS INC., PRESIDENT, INVESTMENT RELATED, WEALTH MANAGEMENT SERVICES, COMMISSIONS & FEES, SINCE 2005, 240 HR/MTH AND ALL TRADING HOURS. 3.ROTARY CLUB OF LOGANVILLE, CIVIC CLUB, NON-INVESTMENT, CHAIRMAN, NO COMPENSATION, 1 BREAKFAST/WK, NO TRADING HRS, MEMBER SINCE 2002. 4. ONE MAN'S OPINION, NEWSLETTER, 3778 MALACHI WAY, LOGANVILLE GA. AS PUBLISHER AND AUTHOR APPROXIMATELY 8 HOURS IS SPENT MONTHLY WITH THIS NON-INVESTMENT RELATED ACTIVITY. THERE ARE NO TRADING HOURS SPENT. SINCE 2007. 5. SAUERS PAINT & BODY SHOP, LLC, 1825 5TH AVENUE NORTH, ST PETERSBURG, FL, COMMERCIAL RENTAL PROPERTY, MEMBER WITH BORTHER & SISTER, PROFITS SPLIT, INVESTMENT RELATED, HOURS VARY. 6. ASSOCIATED FINANCIAL PARTNERS, INC. - 3778 MALACHI WAY LOGANVILLE, GA 30052; INVESTMENT ADVISOR REPRESENTATIVE; INVESTMENT RELATED; PRESIDENT, CEO, CFO AND SECRETARY; FULFILL ALL OBLIGATIONS AND RESPONSIBILITIES AS SOLE STOCKHOLDER AND IAR TO THE CORPORATE RIA ASSOCIATED FINANCIAL PARTNERS, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lloyd Sauers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2015 - Present

ASSOCIATED FINANCIAL PARTNERS, INC.

RIA

CRD#: 174988

Loganville, GA

Past

January 7, 2015 - April 10, 2015

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

LOGANVILLE, GA

Past

October 15, 2014 - April 10, 2015

KOVACK SECURITIES INC.

CRD#: 44848

LOGANVILLE, GA

Past

January 8, 2008 - December 31, 2014

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA

CRD#: 143384

LOGANVILLE, GA

Past

January 10, 2005 - December 31, 2007

RESOURCE HORIZONS GROUP LLC

RIA

CRD#: 104368

LOGANVILLE, GA

Past

January 10, 2005 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

LOGANVILLE, GA

Past

April 24, 2003 - January 4, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

NORCROSS, GA

Past

December 8, 1998 - January 4, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 8, 1998 - January 4, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/9/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSOCIATED FINANCIAL PARTNERS, INC.

CRD#: 174988 / SEC#:

Georgia

Registered Investment Advisory firm - (3/27/2015 Approved)

Texas

Registered Investment Advisory firm - (10/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Loganville, GA

Mailing Address

Phone number

(678) 777-8836

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 24,212,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John L. Sauers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lloyd Sauers's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RESOURCE HORIZONS GROUP LLC

RESOURCE HORIZONS GROUP LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2014

Series 63

Date: 11/16/1998

SIE

Date: 4/10/2015

Series 6

Date: 11/9/1998

Current Firm

ASSOCIATED FINANCIAL PARTNERS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSOCIATED FINANCIAL PARTNERS, INC.

TRUST BUT VERIFY

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