Joseph D. Taiber

TAIKO

CHICAGO, IL 60606

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CRD#: 3141513

Professional summary

Joseph David Taiber, who also goes by Joe Taiber, is a registered financial advisor currently at TAIKO located in Chicago, Illinois and TAIKO PRIVATE WEALTH located in Chicago, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Taiber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Taiber Kosmala & Associates, Inc. - Managing Partner, Affiliated Investment Adviser, Chicago IL, 06/2012 to present, Approx 50% of time TAIKO - Managing Partner, Affiliated Investment Adviser, Chicago, IL, 06/2012 to present, Approx 25% of time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph David Taiber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2021 - Present

TAIKO

Office #1: 225 W. Randolph St. Suite 3050, Chicago, IL 60606

RIA

CRD#: 287792

CHICAGO, IL

Current

May 21, 2024 - Present

TAIKO PRIVATE WEALTH

Office #1: 225 W Randolph St Ste 3050, Chicago, IL 60606

RIA

CRD#: 329909

CHICAGO, IL

Past

May 26, 1999 - November 4, 2003

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

December 2, 1998 - May 21, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAIKO

ADVISOR OS LLC | TAIKO

CRD#: 287792 / SEC#: 801-110639

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/6/2021)

IAR

Texas
(5/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/24/1998

General Securities Representative Examination

Current Firm

TAIKO

ADVISOR OS LLC | TAIKO

CRD#: 287792 / SEC#: 801-110639

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

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Contact information

Main Address

225 W. Randolph St. Suite 3050, Chicago, IL 60606

Mailing Address

Phone number

(312) 300-4781

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAIKO FORM ADV PART 2A AND 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,567
AUM (Assets Under Management)	$ 4,246,433,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph D. Taiber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph David Taiber's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAIKO

TAIKO PRIVATE WEALTH

COMMONWEALTH FINANCIAL NETWORK

OSAIC WEALTH, INC.

Primary Firm SEC Registration

TAIKO

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/1998

Series 7

Date: 11/24/1998

Current Firm

TAIKO

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAIKO

TRUST BUT VERIFY

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