Hiroaki Nigo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hiroaki Nigo was a registered financial professional .
Hiroaki is a previously registered financial professional and started their career in finance in 1998. Hiroaki had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 1998 - December 18, 1998
CITICORP SECURITIES, INC.
December 18, 1998 - April 26, 2018
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CITICORP SECURITIES, INC.
CRD#: 7474 / SEC#: , 8-21254
Contact information
Documents
Red Flags
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