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DS

Daniel G. Schatz

MFS FUND DISTRIBUTORS
Boston, MA 02199
Some features on this profile are disabled
CRD#: 3141290
DS

Professional summary

Daniel Gerard Schatz, who also goes by Dan Schatz, Danny Schatz, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dan Schatz | Danny Schatz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Gerard Schatz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2025 - Present

MFS FUND DISTRIBUTORS, INC.

Office #1: 111 Huntington Avenue, Boston, MA 02199
BD
CRD#: 31052
Boston, MA
Past

November 28, 2023 - November 13, 2025

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

December 20, 2019 - June 8, 2023

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
WAYNE, PA
Past

October 9, 2014 - December 17, 2019

DFA SECURITIES LLC

BD
CRD#: 10292
AUSTIN, TX
Past

October 2, 2008 - April 3, 2013

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
CHICAGO, IL
Past

February 6, 2007 - September 23, 2008

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

March 15, 2000 - August 19, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

March 15, 2000 - August 19, 2005

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

October 4, 1999 - December 14, 1999

RIVERSTONE WEALTH MANAGEMENT, INC.

BD
CRD#: 40418
AUSTIN, TX
Past

November 25, 1998 - September 29, 1999

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/25/2025)
RR
Iowa
(11/24/2025)
RR
Kansas
(11/24/2025)
RR
Minnesota
(11/24/2025)
RR
Missouri
(11/24/2025)
RR
North Dakota
(11/24/2025)
RR
South Dakota
(11/24/2025)
RR
Texas
(11/24/2025)
RR
Wisconsin
(11/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/23/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/20/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MFS FUND DISTRIBUTORS, INC.
MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.

CRD#: 31052 / SEC#: , 8-45321

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
111 Huntington Avenue, Boston, MA 02199
Mailing Address
111 Huntington Avenue, Boston, MA 02199
Phone number
(617) 954-5000
Established
Delaware since 10/27/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS FINANCIAL SERVICES COMPANYPARENT COMPANY
HARDIN, HEIDI WALTERSECRETARY2619251
HUNT, MICHAEL ANDREWCHIEF COMPLIANCE OFFICER4150065
KEENAN, MICHAEL SEANPRESIDENT AND DIRECTOR2324763
KENNEY, SEAN MARTINDIRECTOR AND CHAIRMAN OF THE BOARD4851636
SMELSTOR, JOSEPH JOHN IVTREASURER AND SENIOR GROUP CONTROLLER6247186

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052Boston, MA 02199

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