Daniel G. Schatz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Gerard Schatz, who also goes by Dan Schatz, Danny Schatz, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1998. Daniel had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2023 - November 13, 2025
NATIXIS DISTRIBUTION, LLC
December 20, 2019 - June 8, 2023
HARTFORD FUNDS DISTRIBUTORS, LLC
October 9, 2014 - December 17, 2019
DFA SECURITIES LLC
October 2, 2008 - April 3, 2013
EMPOWER FINANCIAL SERVICES, INC.
February 6, 2007 - September 23, 2008
ALLSPRING FUNDS DISTRIBUTOR, LLC
March 15, 2000 - August 19, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 15, 2000 - August 19, 2005
OSAIC FA, INC.
October 4, 1999 - December 14, 1999
RIVERSTONE WEALTH MANAGEMENT, INC.
November 25, 1998 - September 29, 1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIXIS DISTRIBUTION, LLC
CRD#: 34754 / SEC#: , 8-46325
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS INVESTMENT MANAGERS, LLC | SOLE MEMBER | |
| GIUNTA, DAVID LAWRENCE | PRESIDENT, CHIEF EXECUTIVE OFFICER | 2290469 |
| LOUREIRO, ANTHONY DAVID | CHIEF COMPLIANCE OFFICER | 2087464 |
| PINASMITH, BEATRIZ ANA | EXECUTIVE VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | 2220599 |
| ROSH, MARILYN VINTON | SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER | 4206001 |
| TOBIN, SUSAN MCWHAN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL | 4649471 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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