AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
PM

Philip Minardo

IRONLIGHT MARKETS
MOUNT VERNON, NY 10552
Some features on this profile are disabled
CRD#: 3141211
PM

Professional summary


Philip Minardo JR., who also goes by Philip G Minardo Jr., Philip Minardo Jr, Philip Minardo, is a registered financial professional currently at IRONLIGHT MARKETS, LLC located in Mount Vernon, New York.

Philip is registered as a RR (Registered Representative) and started their career in finance in 2000. Philip has worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 25, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Philip G Minardo Jr. | Philip Minardo Jr | Philip Minardo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Philip Minardo JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 18, 2025 - Present

IRONLIGHT MARKETS, LLC

Office #1: 57 Vernon Parkway, Mount Vernon, NY 10552
BD
CRD#: 330576
MOUNT VERNON, NY
Past

February 11, 2013 - September 24, 2020

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
NEW YORK, NY
Past

November 2, 2010 - February 15, 2013

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

June 28, 2010 - November 3, 2010

TICONDEROGA SECURITIES LLC

BD
CRD#: 7671
NEW YORK, NY
Past

October 24, 2007 - June 23, 2010

TRADE INFORMATICS LLC

BD
CRD#: 143867
PURCHASE, NY
Past

June 16, 2006 - July 25, 2006

MAS BROKERAGE GROUP, INC.

BD
CRD#: 131276
NEW YORK, NY
Past

February 16, 2006 - January 18, 2008

TD PRIME SERVICES LLC

BD
CRD#: 1914
PURCHASE, NY
Past

October 1, 2000 - January 31, 2006

NOVA CAPITAL MARKETS, LLC

BD
CRD#: 32694
WEST CONSHOHOCKEN, PA
Past

January 19, 2000 - July 1, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/21/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/27/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 9/23/1999
NYSE Trading Assistant Examination
Principal/Supervisory Exam
RR
Series 14
Date: 12/22/2005
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IM
IRONLIGHT MARKETS, LLC
IRONLIGHT MARKETS, LLC

CRD#: 330576 / SEC#: , 8-71224

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
57 Vernon Parkway, Mount Vernon, NY 10552
Mailing Address
57 Vernon Parkway, Mount Vernon, NY 10552
Phone number
(512) 416-8886
Established
Delaware since 03/16/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
IRONLIGHT GROUP INCOWNER
CELEBUSKI, MATTHEW JOHNCHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER1869106
KRIM, ALAN MITCHELLCFO/FINOP2785337

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IRONLIGHT MARKETS, LLC

CRD#: 330576Mount Vernon, NY 10552

TRUST BUT VERIFY

Monitor Philip Minardo

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics