Leigh K. Rumbley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leigh Kennedy Rumbley, who also goes by Leigh Rumbley Creekbaum, Leigh Creekbaum, Leigh Rumbley Register, Leigh Kennedy Rumbly, was a registered financial professional .
Leigh is a previously registered financial professional and started their career in finance in 1999. Leigh had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2017 - December 5, 2017
BB&T SECURITIES, LLC
April 5, 2017 - December 5, 2017
BB&T SECURITIES, LLC
May 22, 2015 - May 27, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 22, 2015 - May 27, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 28, 2008 - June 2, 2015
UBS FINANCIAL SERVICES INC.
November 28, 2008 - June 2, 2015
UBS FINANCIAL SERVICES INC.
May 6, 2002 - February 21, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 26, 2002 - December 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2002 - December 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 1999 - May 6, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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