Daniel A. Vise
Professional summary
Daniel Andrew Vise, who also goes by Dan VIse, is a registered financial advisor currently at FG WEALTH MANAGEMENT located in Tulsa, Oklahoma.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Daniel has worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Andrew Vise's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2005 - Present
FG WEALTH MANAGEMENT
February 20, 2013 - December 31, 2013
ONYX WEALTH ADVISORS, INC.
February 1, 2010 - May 31, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
January 23, 2009 - February 1, 2010
SECURITIES AMERICA, INC.
February 8, 2005 - December 31, 2005
BRECEK & YOUNG ADVISORS, INC.
February 3, 2005 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
May 31, 2000 - February 9, 2005
EQUITABLE ADVISORS, LLC
November 5, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 5, 1998 - February 9, 2005
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/24/2005)
(2/22/2005)
Exams
Current Firm
FG WEALTH MANAGEMENT
CRD#: 117845 / SEC#: 801-67382
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 14,414,896 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
