Christopher M. Morris
Professional summary
Christopher Michael Morris was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Christopher had worked at 3 firms, which includes USF ADVISORS LLC, USF SECURITIES L.P., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2007 - April 4, 2008
USF ADVISORS, LLC
March 2, 2007 - April 4, 2008
USF SECURITIES, L.P.
May 14, 1999 - December 11, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 1999 - December 11, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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