Shalin Madan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shalin Madan, who also goes by Madan Shalin, was a registered financial professional .
Shalin is a previously registered financial professional and started their career in finance in 1998. Shalin had worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2018 - December 2, 2023
BODHI TREE ASSET MANAGEMENT, LLC
October 19, 2000 - June 2, 2003
DOME SECURITIES CORP.
April 13, 2000 - August 14, 2000
WORLDCO, L.L.C.
November 25, 1998 - June 9, 1999
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
BODHI TREE ASSET MANAGEMENT, LLC
CRD#: 293826 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
